Compliance Officer
Ebury Partners UK Ltd
Bucharest
6 zile în urmă

Responsibilities

are, but not limited to :

  • Ensure adherence to regulatory requirements in Romania and other markets
  • Assist with reporting obligations and ensure compliance with statutory deadlines (including but not limited to AML Reports, Payments Reports, etc.)
  • Liaise with Bank of Romania, ASF, and other regulatory bodies, ensuring effective and smooth communication
  • Develop and maintain relevant parts of the compliance framework (AML / CFT and Regulatory Policies)
  • Liaise closely with the Group Compliance (London) to ensure that compliance policies and procedures are consistent with company policy
  • Help improving the operational compliance processes based on the local policies (liaise with the MLROs and local ops teams)
  • Provide ongoing training about the products and ensure the sales team is continuously monitored for the regulated activities
  • Keep abreast of circulars / recommendations from the Regulator and continuously ensure that the Entity’s policies and procedures adhere to these
  • Audit the first line of defense procedures and processes
  • Assist with external AML audits
  • Attend regulatory forums and industry meetings to keep up to date with industry standards
  • Provide advice on High Risk clients / escalations
  • Assist with ad-hoc queries from the business teams
  • Desirable to have experience dealing with the FCA and the NBB
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