Compliance Analyst - Romania
Ebury Partners UK Ltd
Bucharest
1 zi în urmă

Responsibilities

are, but not limited to, assisting the Compliance Officer & MLRO in :

  • Reviewing policies and procedures. Conduct research on local requirements, gap analysis, and review translation. Scanning of new EU and local regulations and changes from regulators;
  • Implementing local requirements in the firm systems and controls and follow up with the other departments;
  • Drafting and preparing the regulatory periodic deliverables and drafting regulatory communications;
  • Liaising with the other departments and gathering all information and data necessary for the reports to Senior Management;
  • Performing controls & monitoring of the 1LoD, when not already performed by another team;
  • Performing first reviews and assessments on the 1LoD escalations;
  • Financial crime investigation with local knowledge and support drafting of external SARs where appropriate;
  • Gathering information and liaising with all necessary departments where necessary (Audits, Regulators queries, etc).
  • Translating local reporting requirements into operational guidelines, conduct research and help in the interpretation of the specifications;
  • Investigating complaints and preparing draft responses;
  • Conducting research for ad hoc regulatory queries from other departments or Senior Management;
  • Participating actively in workgroups, fora, and other meetings where compliance participation and inputs is required;
  • Investigating potential breaches of policies and procedures;
  • Realising local and specific training to supplement group wide training programs.
  • We believe in inclusion. We stand against discrimination in all forms and have no tolerance for the intolerance of differences that makes us a modern and successful organisation.

    At Ebury, you can be whoever you want to be and still feel a sense of belonging no matter your story because we want you and your uniqueness to help write our future.

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